General Communication Disclaimer

The information contained herein is not and should not be construed as an offer to sell or the solicitation of an offer to buy or sell any securities. Any equity ideas noted herein are not, and should not be construed as a recommendation or rating to buy, hold or sell any security. The information set forth above has been obtained from sources that we believe to be reliable; however no guarantee is made or implied with respect to its accuracy or completeness. The information and content herein are subject to change without notice and William O’Neil Securities, Incorporated, its parent company, affiliates, subsidiaries, employees, officers, agents, or representatives may from time to time have long or short positions or may acquire a direct or indirect beneficial interest in securities mentioned in this communication.

External Instant Message Disclaimer

Institutional orders are not accepted via Instant Messaging until confirmed by a William O’Neil Securities Trader.

Instant messages are intended to be received by the named party. In the course of servicing our clients’ need for market and trade information, O’Neil Traders may communicate market and/or stock information consistent with normal business practices and based upon individual client expectations for such. The market and/or stock information should not be construed as an offer to sell or the solicitation of an offer to buy or sell any securities, nor should any stocks mentioned be construed as a recommendation or rating to buy, hold or sell any security. The O’Neil Trader sending the information, or its parent company, affiliates, subsidiaries, officers, employees, agents or representatives may from time to time have long or short positions or may acquire a direct or indirect beneficial interest in securities mentioned in such communications.

Transmission Errors

Communications may contain confidential, proprietary or legally privileged information. No confidentiality or privilege is waived or lost by any transmission errors. Message transmission is not guaranteed to be secure.

If you receive a message in error, please immediately delete it and all copies of it from your system, destroy any hard copies of it and notify the sender. You must not, directly or indirectly, use, disclose, distribute, print, or copy any part of such message if you are not the intended recipient.

Compliance Controls

• Communication Review – William O’Neil Securities monitors and records all communications. We reserve the right to audit and review all correspondence for compliance purposes.
• Trade Review – William O’Neil Securities has in place appropriate governance policy to address the potential for conflicts of interest and enforces such with dedicated procedures to closely monitor personal trading.

Questions regarding William O’Neil Securities, Incorporated’s Compliance Controls should be directed to compliance@oneilsecurities.com, the Firm’s Chief Compliance Officer.